Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robin Anne Lovely | 3001489 | 1 | 02/18/2003 | Customer Dispute | Denied | $121,316.00 | $0.00 | See FINRA Report |
| Louis Bryan Hoffman | 2358248 | 5 | 02/12/2003 | Customer Dispute | Denied | $6,166.00 | $0.00 | See FINRA Report |
| Charles Joseph Dowds | 2073605 | 3 | 01/23/2003 | Customer Dispute | Denied | $51,000.00 | $0.00 | See FINRA Report |
| Daniel Scott Bravo | 3041465 | 1 | 01/16/2003 | Customer Dispute | Denied | $46,070.40 | $0.00 | See FINRA Report |
| Joseph Abdallah Waked | 2160053 | 1 | 12/06/2002 | Customer Dispute | Denied | $12,582.90 | $0.00 | See FINRA Report |
| Eileen Cioe | 1501017 | 10 | 11/26/2002 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Peter John Emigh | 2338214 | 2 | 11/13/2002 | Customer Dispute | Denied | $17,880.00 | $0.00 | See FINRA Report |
| Eileen Cioe | 1501017 | 10 | 11/11/2002 | Customer Dispute | Denied | $185,440.00 | $0.00 | See FINRA Report |
| Gary Wayne Farley | 1095853 | 1 | 11/04/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joan Kochik Murdaugh | 1101039 | 4 | 10/31/2002 | Customer Dispute | Denied | $37,559.00 | $0.00 | See FINRA Report |