Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Kenneth Krueger | 1637849 | 3 | 11/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter John Leblanc | 304878 | 1 | 11/04/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Lloyd Klun | 1708195 | 1 | 11/04/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Allen McRoberts | 2180002 | 2 | 09/29/2003 | Customer Dispute | Denied | $26,898.60 | $0.00 | See FINRA Report |
| Yin Long | 2319566 | 2 | 09/16/2003 | Customer Dispute | Denied | $31,890.70 | $0.00 | See FINRA Report |
| Robert Kaltman Descherer | 2729949 | 3 | 07/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Joseph Farrelly | 801399 | 2 | 05/29/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ramesh Persaud | 1148889 | 3 | 05/22/2003 | Customer Dispute | Denied | $9,119.22 | $0.00 | See FINRA Report |
| George Teng | 2101388 | 8 | 05/19/2003 | Customer Dispute | Denied | $22,648.20 | $0.00 | See FINRA Report |
| Daniel Francis McCarthy | 1303361 | 1 | 04/30/2003 | Customer Dispute | Denied | $58,000.00 | $0.00 | See FINRA Report |