Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Charles Henderson | 1299692 | 6 | 03/16/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eileen Cioe | 1501017 | 10 | 03/15/2004 | Customer Dispute | Denied | $102,514.00 | $0.00 | See FINRA Report |
| Jacquelyn Ann Kuhn | 2761931 | 1 | 02/23/2004 | Customer Dispute | Denied | $11,105.90 | $0.00 | See FINRA Report |
| Stephen John Murphy | 1020769 | 1 | 02/19/2004 | Customer Dispute | Denied | $6,490.00 | $0.00 | See FINRA Report |
| Sanjiv Krishnakant Shah | 2709602 | 1 | 02/17/2004 | Customer Dispute | Denied | $7,565.49 | $0.00 | See FINRA Report |
| Jeremy Michael Straub | 4248316 | 1 | 01/21/2004 | Customer Dispute | Denied | $5,824.59 | $0.00 | See FINRA Report |
| Thomas Andrew Albano | 1109186 | 1 | 01/06/2004 | Customer Dispute | Denied | $7,282.10 | $0.00 | See FINRA Report |
| John Frank Mazzola | 1029067 | 2 | 11/24/2003 | Customer Dispute | Denied | $47,930.80 | $0.00 | See FINRA Report |
| Gary Slavin | 2474367 | 1 | 11/20/2003 | Customer Dispute | Denied | $21,747.80 | $0.00 | See FINRA Report |
| Salvatore Conti Mica | 52760 | 1 | 11/14/2003 | Customer Dispute | Denied | $6,575.18 | $0.00 | See FINRA Report |