Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James William Cleary | 1155088 | 6 | 12/27/2004 | Customer Dispute | Denied | $14,213.00 | $0.00 | See FINRA Report |
| Danny Conti Mica | 2140698 | 1 | 12/20/2004 | Customer Dispute | Denied | $35,249.10 | $0.00 | See FINRA Report |
| Mauro Caringi | 2358995 | 1 | 09/29/2004 | Customer Dispute | Denied | $18,400.00 | $0.00 | See FINRA Report |
| James William Cleary | 1155088 | 6 | 09/27/2004 | Customer Dispute | Denied | $44,774.00 | $0.00 | See FINRA Report |
| Michael Joseph Pimpinelli | 2134287 | 2 | 09/23/2004 | Customer Dispute | Denied | $6,545.70 | $0.00 | See FINRA Report |
| Peggy Yu Ping Tung | 2274624 | 1 | 09/02/2004 | Customer Dispute | Denied | $8,772.33 | $0.00 | See FINRA Report |
| Arkadiy Shnayder | 2879095 | 2 | 08/05/2004 | Customer Dispute | Denied | $9,226.07 | $0.00 | See FINRA Report |
| Robin Price | 2863674 | 2 | 07/15/2004 | Customer Dispute | Denied | $18,408.10 | $0.00 | See FINRA Report |
| Duston Ladieu | 2986892 | 1 | 06/24/2004 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| John Joseph Farrelly | 801399 | 2 | 06/24/2004 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |