Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Sheehan McGuirk | 1515375 | 6 | 04/19/2005 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| Li Zhu | 2421424 | 6 | 04/04/2005 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Shaker Mohamed Sherif | 2573113 | 2 | 04/04/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Scott Sharkey | 2494527 | 5 | 03/21/2005 | Customer Dispute | Denied | $12,567.00 | $0.00 | See FINRA Report |
| Stephen Craig Retterer | 711733 | 2 | 03/10/2005 | Customer Dispute | Denied | $119,994.00 | $0.00 | See FINRA Report |
| Gregory Paul Borgosz | 2050630 | 1 | 03/03/2005 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| John Ramsay Ellis | 1089311 | 1 | 01/21/2005 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Mark Daniel Krupkowski | 1244603 | 6 | 01/07/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arnold Maurice Stoller | 1070483 | 2 | 12/29/2004 | Customer Dispute | Denied | $2,500.00 | $0.00 | See FINRA Report |
| Jennie Ha Lam | 2349581 | 1 | 12/29/2004 | Customer Dispute | Denied | $5,921.60 | $0.00 | See FINRA Report |