Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Joseph Uhrin | 1031421 | 4 | 12/15/2005 | Customer Dispute | Denied | $89,000.00 | $0.00 | See FINRA Report |
| Todd John McDonald | 2589776 | 1 | 11/16/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Elwood Dreibelbis | 1086620 | 1 | 11/10/2005 | Customer Dispute | Denied | $257,000.00 | $0.00 | See FINRA Report |
| Franklin Lee Rankin | 3156737 | 1 | 10/07/2005 | Customer Dispute | Denied | $8,350.00 | $0.00 | See FINRA Report |
| James Houston Ehrett | 1076489 | 1 | 09/30/2005 | Customer Dispute | Denied | $22,539.70 | $0.00 | See FINRA Report |
| Robert Clayton Burns | 2132480 | 6 | 09/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harold Morton Ryley | 1121808 | 1 | 08/30/2005 | Customer Dispute | Denied | $18,258.50 | $0.00 | See FINRA Report |
| Gregory Howard Frith | 2777004 | 3 | 08/29/2005 | Customer Dispute | Denied | $18,888.70 | $0.00 | See FINRA Report |
| John Michael Klusarits | 2211997 | 1 | 08/19/2005 | Customer Dispute | Denied | $27,043.90 | $0.00 | See FINRA Report |
| Thomas Anthony Gallagher | 1976385 | 5 | 07/07/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |