Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bharat Bhushan Sondhi | 1749751 | 1 | 06/19/2006 | Customer Dispute | Denied | $6,583.39 | $0.00 | See FINRA Report |
| Christopher Patrick Furrule | 2641150 | 1 | 06/16/2006 | Customer Dispute | Denied | $6,150.54 | $0.00 | See FINRA Report |
| Joseph Bernard Manley | 1177345 | 1 | 06/09/2006 | Customer Dispute | Denied | $5,120.00 | $0.00 | See FINRA Report |
| Robert Wells Lucke | 2286080 | 1 | 06/07/2006 | Customer Dispute | Denied | $6,241.80 | $0.00 | See FINRA Report |
| Nicholas Anthony Dilello | 4372021 | 2 | 03/27/2006 | Customer Dispute | Denied | $5,375.45 | $0.00 | See FINRA Report |
| Fredric Robert Horowitz | 250382 | 3 | 03/03/2006 | Customer Dispute | Denied | $8,300.00 | $0.00 | See FINRA Report |
| Stephen Wendell Bryars | 1000034 | 1 | 01/24/2006 | Customer Dispute | Denied | $28,178.00 | $0.00 | See FINRA Report |
| Karen Dale Poore | 2045948 | 1 | 01/06/2006 | Customer Dispute | Denied | $1,046.91 | $0.00 | See FINRA Report |
| Michael J Webb | 1572875 | 1 | 01/03/2006 | Customer Dispute | Denied | $36,720.00 | $0.00 | See FINRA Report |
| David E Maas | 3033417 | 3 | 12/30/2005 | Customer Dispute | Denied | $8,855.48 | $0.00 | See FINRA Report |