Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Helen Marie Smith | 1702930 | 2 | 03/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anh Luong Tho Nguyen | 5843381 | 1 | 03/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jongsik Kim | 1617686 | 4 | 03/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrzej Dudus | 2975058 | 1 | 03/05/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Christopher Prather | 1676850 | 1 | 03/02/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Corey Robert Miller | 5597081 | 2 | 01/26/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeromia J Burger | 5311440 | 1 | 12/02/2022 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Moses Razeel Hollender | 3196268 | 6 | 11/13/2022 | Customer Dispute | Denied | $57,173.50 | $0.00 | See FINRA Report |
| Fredric Robert Horowitz | 250382 | 3 | 11/04/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Howard Schiffer | 2181288 | 1 | 11/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |