Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Michael McCann | 2901037 | 1 | 06/21/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Gnacinski | 3180067 | 1 | 06/17/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Lewis Millar | 3064161 | 2 | 06/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Walter King Corbett | 1347428 | 1 | 06/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Christian Cuomo | 2587130 | 1 | 05/17/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gabriel Mizrahi | 4503454 | 1 | 03/24/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erin Chun | 4796281 | 1 | 01/21/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sheila Sui Lai Chau | 1299779 | 3 | 12/15/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Toni | 5570208 | 1 | 10/14/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antonio Accardo | 5523884 | 1 | 10/11/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |