Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James John Oboyle | 2721379 | 5 | 11/24/2006 | Customer Dispute | Denied | $19,874.00 | $0.00 | See FINRA Report |
| Frank Nicholas Gundrum | 1066523 | 1 | 11/06/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Lembo | 1338001 | 2 | 11/06/2006 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Sandra Marie Olenick | 1006203 | 1 | 11/02/2006 | Customer Dispute | Denied | $9,010.00 | $0.00 | See FINRA Report |
| David E Maas | 3033417 | 3 | 10/23/2006 | Customer Dispute | Denied | $8,827.03 | $0.00 | See FINRA Report |
| Arnold Maurice Stoller | 1070483 | 2 | 10/18/2006 | Customer Dispute | Denied | $32,336.10 | $0.00 | See FINRA Report |
| Veikko Antero Vasara | 1869085 | 3 | 10/10/2006 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Rachel Marie Walter | 2217755 | 1 | 09/25/2006 | Customer Dispute | Denied | $5,141.86 | $0.00 | See FINRA Report |
| Robert Kaltman Descherer | 2729949 | 3 | 09/08/2006 | Customer Dispute | Settled | $21,248.00 | $0.00 | See FINRA Report |
| Stephen Marc Seligman | 3010387 | 1 | 08/20/2006 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |