Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David William Gibson | 2092645 | 2 | 02/02/2007 | Customer Dispute | Denied | $12,780.60 | $0.00 | See FINRA Report |
| Joseph Charles Carr | 2953031 | 1 | 02/01/2007 | Customer Dispute | Denied | $10,109.40 | $0.00 | See FINRA Report |
| Anthony Thomas Nofi | 2550998 | 2 | 01/23/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Edward Becke | 2269922 | 1 | 01/12/2007 | Customer Dispute | Denied | $60,804.00 | $0.00 | See FINRA Report |
| Larry Reece Huss | 803622 | 1 | 12/20/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ottilia Boechat Stura | 4339744 | 1 | 12/18/2006 | Customer Dispute | Denied | $15,104.30 | $0.00 | See FINRA Report |
| Clark Selwyn Ullom | 844147 | 5 | 12/07/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Fatin N Said | 3241871 | 2 | 12/06/2006 | Customer Dispute | Denied | $32,543.00 | $0.00 | See FINRA Report |
| Dwight Donald Hakala | 2301892 | 1 | 11/30/2006 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Tadas Vincent Petkevicius | 1854727 | 3 | 11/29/2006 | Customer Dispute | Denied | $8,094.00 | $0.00 | See FINRA Report |