Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Michael Muirhead | 2911462 | 1 | 04/03/2007 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Stephen Sheehan McGuirk | 1515375 | 6 | 03/26/2007 | Customer Dispute | Denied | $13,422.40 | $0.00 | See FINRA Report |
| Robert S Vitiello | 2202780 | 1 | 03/06/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Noel Morales | 1702749 | 3 | 02/28/2007 | Customer Dispute | Denied | $59,000.00 | $0.00 | See FINRA Report |
| Scott Marcin | 4563716 | 2 | 02/27/2007 | Customer Dispute | Settled | $8,912.46 | $0.00 | See FINRA Report |
| James Christopher MacRi | 1283610 | 1 | 02/23/2007 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Fredric Robert Horowitz | 250382 | 3 | 02/22/2007 | Customer Dispute | Denied | $5,969.21 | $0.00 | See FINRA Report |
| William Edward McIntosh | 328425 | 2 | 02/09/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eric David Tobias | 858035 | 2 | 02/07/2007 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Charles Joseph Linfante | 2150095 | 1 | 02/02/2007 | Customer Dispute | Denied | $60,469.90 | $0.00 | See FINRA Report |