Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Luis Fernandez | 4273412 | 1 | 08/07/2007 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| John Eugene Osborne | 2497477 | 1 | 08/06/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Andrea Lynne Whitican | 4921444 | 1 | 07/30/2007 | Customer Dispute | Settled | $6,895.43 | $0.00 | See FINRA Report |
| Ronald Lewis Millar | 3064161 | 2 | 07/20/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Ashleigh Fortune | 1501384 | 6 | 06/29/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Chester Anthony Sobuta | 2323058 | 1 | 05/25/2007 | Customer Dispute | Denied | $76,084.00 | $0.00 | See FINRA Report |
| Dewitte Talmadge Kersh | 1922830 | 1 | 04/30/2007 | Customer Dispute | Denied | $7,675.00 | $0.00 | See FINRA Report |
| Constantine J Pihakis | 4241731 | 1 | 04/17/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Keith Dorr | 2946211 | 2 | 04/13/2007 | Customer Dispute | Denied | $19,556.30 | $0.00 | See FINRA Report |
| Robert Dean Bruechert | 1038042 | 1 | 04/12/2007 | Customer Dispute | Settled | $14,900.00 | $0.00 | See FINRA Report |