Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Ashleigh Fortune | 1501384 | 6 | 02/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Gallagher | 1976385 | 5 | 02/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lance Edward Curnes | 1932402 | 3 | 02/04/2008 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Robert Patrick Vona | 2053896 | 5 | 01/09/2008 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Gino Donato Callisto | 3214920 | 2 | 12/27/2007 | Customer Dispute | Denied | $238,000.00 | $0.00 | See FINRA Report |
| Seema Shyam Jagtiani | 4298858 | 2 | 12/21/2007 | Customer Dispute | Denied | $7,627.00 | $0.00 | See FINRA Report |
| Robin Sue Weingast | 1287208 | 3 | 12/12/2007 | Customer Dispute | Settled | $12,027.50 | $0.00 | See FINRA Report |
| Edward John Lebold | 2148983 | 1 | 11/30/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Loffredo | 2824810 | 1 | 11/26/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brock Thomas Jolly | 4360455 | 3 | 11/14/2007 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |