Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Middleton | 2995457 | 3 | 04/07/2008 | Customer Dispute | Denied | $8,694.00 | $0.00 | See FINRA Report |
| Winsome Elaine Goodale | 1745670 | 3 | 04/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher MacK Riggs | 4478788 | 1 | 03/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Zachary Dov Golen | 4915476 | 1 | 03/26/2008 | Customer Dispute | Denied | $11,446.00 | $0.00 | See FINRA Report |
| Melvin Leon Roberts | 3136414 | 1 | 03/19/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joel Ira Bernstein | 4853034 | 2 | 03/17/2008 | Customer Dispute | Settled | $28,352.50 | $0.00 | See FINRA Report |
| Samuel Leonardo Terrazzino | 2688872 | 2 | 03/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Paul Robbins | 4364668 | 3 | 03/13/2008 | Customer Dispute | Settled | $237,000.00 | $0.00 | See FINRA Report |
| Scotti Sulak | 2680990 | 1 | 03/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Randall Sangermano | 4343511 | 1 | 02/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |