Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Gerald Goodwin | 2375498 | 1 | 05/23/2008 | Customer Dispute | Settled | $120,556.00 | $0.00 | See FINRA Report |
| James Magnus Allotey | 2749431 | 1 | 05/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bernard Joseph Audet | 1317819 | 7 | 05/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Brian Hufnagle | 2120472 | 1 | 05/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jawed Mohammed Aslam | 3050491 | 3 | 05/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Oran James Tsakopulos | 2796500 | 1 | 05/02/2008 | Customer Dispute | Settled | $5,594.37 | $0.00 | See FINRA Report |
| Brock Thomas Jolly | 4360455 | 3 | 04/22/2008 | Customer Dispute | Denied | $9,056.00 | $0.00 | See FINRA Report |
| Thomas Charles Tiberi | 2387131 | 2 | 04/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward August Pelletier | 2212225 | 1 | 04/17/2008 | Customer Dispute | Denied | $5,961.57 | $0.00 | See FINRA Report |
| Li Zhu | 2421424 | 6 | 04/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |