Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Il Yoon | 6348923 | 2 | 01/18/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Majid Farboudmanesh | 1973681 | 3 | 01/10/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lawrence S Friedman | 4491147 | 1 | 01/06/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cheryl Diane Richardson | 1807190 | 4 | 01/03/2023 | Customer Dispute | Settled | $46,873.00 | $0.00 | See FINRA Report |
| Robert Lee Smith | 2314702 | 3 | 12/12/2022 | Customer Dispute | Pending | $35,000.00 | $0.00 | See FINRA Report |
| Gary Anthony Bonavita | 1147973 | 1 | 12/08/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Earl Hampton | 1730068 | 2 | 12/07/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeromia J Burger | 5311440 | 1 | 12/02/2022 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 11/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Moses Razeel Hollender | 3196268 | 6 | 11/13/2022 | Customer Dispute | Denied | $57,173.50 | $0.00 | See FINRA Report |