Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Ira Corless | 3005126 | 1 | 08/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Charles Henderson | 1299692 | 6 | 08/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Wayne Meredith | 4223086 | 1 | 08/25/2008 | Customer Dispute | Settled | $11,200.60 | $0.00 | See FINRA Report |
| David Hugh Root | 1403460 | 4 | 08/21/2008 | Customer Dispute | Closed-No Action | $12,026.00 | $0.00 | See FINRA Report |
| Paul Treistman | 1466572 | 1 | 08/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Biagio Ioli | 4731863 | 1 | 08/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Damian McKenzie | 2180710 | 5 | 08/07/2008 | Customer Dispute | Closed-No Action | $750,000.00 | $0.00 | See FINRA Report |
| George Teng | 2101388 | 8 | 08/01/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Patrick Vona | 2053896 | 5 | 07/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ahmad Moghis Mian | 1157964 | 2 | 07/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |