Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rong Shen | 5092338 | 4 | 09/24/2008 | Customer Dispute | Denied | $19,351.20 | $0.00 | See FINRA Report |
| Jeffrey Leonard Allison | 1382177 | 5 | 09/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Janice Audrey Kaplan | 2365794 | 1 | 09/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Matthew Kaplan | 5195876 | 2 | 09/22/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Robert Clayton Burns | 2132480 | 6 | 09/17/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jeffrey Leonard Allison | 1382177 | 5 | 09/15/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sean Desmond Brennan | 2934896 | 1 | 09/15/2008 | Customer Dispute | Settled | $39,207.00 | $0.00 | See FINRA Report |
| Jeanette Fields Williams | 2296549 | 4 | 09/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Keith Hallman | 1244657 | 2 | 09/02/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Philip Devine | 1628161 | 1 | 08/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |