Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Patrick Vona | 2053896 | 5 | 10/22/2008 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Samuel Kwun Pong Lau | 4717237 | 2 | 10/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Allyn Quan | 1502777 | 1 | 10/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Carl Dollarhide | 2547923 | 2 | 10/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Andrew Cutler | 3254452 | 2 | 10/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Norman Stewart Chevlin | 2054109 | 2 | 10/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicola Aldo Delicata | 4456626 | 1 | 10/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Emanuel Mark Strategos | 4357999 | 2 | 10/02/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Dana Gordon-MacEy | 5050665 | 1 | 10/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roscoe Otis Orton | 1349544 | 1 | 09/26/2008 | Customer Dispute | Settled | $7,700.00 | $0.00 | See FINRA Report |