Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Troy David Bergeron | 2131188 | 2 | 11/13/2008 | Customer Dispute | Settled | $25,230.10 | $0.00 | See FINRA Report |
| John Campanella | 1122679 | 1 | 11/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Curtis Turner | 2274688 | 3 | 11/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Harwood | 1634712 | 1 | 11/05/2008 | Customer Dispute | Denied | $22,192.10 | $0.00 | See FINRA Report |
| Victor Christopher Garra | 2519758 | 1 | 11/04/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Robert Crawford MacWhinnie | 1019809 | 1 | 11/03/2008 | Customer Dispute | Settled | $5,796.00 | $0.00 | See FINRA Report |
| Joseph Mathew Kavumpurath | 2238002 | 3 | 10/31/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Majid Farboudmanesh | 1973681 | 3 | 10/30/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Warren Brandies | 28849 | 3 | 10/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Robert Brattelli | 2692504 | 1 | 10/23/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |