Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ahmad Moghis Mian | 1157964 | 2 | 12/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Anthony Martinez | 1688923 | 7 | 12/19/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kelly J Youngberg | 3263690 | 1 | 12/17/2008 | Customer Dispute | Closed-No Action | $180,000.00 | $0.00 | See FINRA Report |
| Richard Edward Whitaker | 2358761 | 2 | 12/16/2008 | Customer Dispute | Settled | $9,228.26 | $0.00 | See FINRA Report |
| Dennis Alan Cohan | 1181626 | 1 | 12/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald John Kuntzman | 2229610 | 1 | 12/08/2008 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| George Teng | 2101388 | 8 | 12/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Michael Jacob | 1264724 | 5 | 11/25/2008 | Customer Dispute | Settled | $115,637.00 | $0.00 | See FINRA Report |
| Kevin Patrick McAvoy | 1129157 | 1 | 11/19/2008 | Customer Dispute | Settled | $162,000.00 | $0.00 | See FINRA Report |
| Daniel Ralph Joie | 1502817 | 1 | 11/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |