Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas S Okin | 2829356 | 1 | 01/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mukund Meghasham Hanumante | 1219329 | 1 | 01/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul George Stappas | 859437 | 2 | 01/05/2009 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Michael Charles Leonard | 2725363 | 2 | 01/05/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amir Jovani Pouri | 2164960 | 1 | 01/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Auston Snook | 2911596 | 3 | 01/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Layne R Miller | 4552896 | 1 | 12/31/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Lucia | 2682875 | 2 | 12/29/2008 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Nicholas W Candito | 2678308 | 1 | 12/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melvin James Honda | 1060595 | 1 | 12/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |