Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Gary Demarest | 1077828 | 2 | 03/03/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Pimpinelli | 2134287 | 2 | 02/26/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory James Seals | 3275455 | 1 | 02/23/2009 | Customer Dispute | Denied | $19,942.00 | $0.00 | See FINRA Report |
| Francis Robert Surette | 1131424 | 1 | 02/21/2009 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Richard Edward Whitaker | 2358761 | 2 | 02/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hunter Scott Trotter | 829103 | 2 | 02/19/2009 | Customer Dispute | Denied | $159,000.00 | $0.00 | See FINRA Report |
| Sherman Alan Bruchansky | 1412570 | 1 | 02/19/2009 | Customer Dispute | Denied | $56,200.00 | $0.00 | See FINRA Report |
| Robert Clayton Burns | 2132480 | 6 | 02/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Li Zhu | 2421424 | 6 | 02/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Howard Vanevera | 845685 | 1 | 02/06/2009 | Customer Dispute | Denied | $26,900.00 | $0.00 | See FINRA Report |