Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emanuel Mark Strategos | 4357999 | 2 | 03/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Charles Reimer | 1487427 | 2 | 03/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darren Jay Wright | 2545866 | 1 | 03/12/2009 | Customer Dispute | Settled | $1,401,840.00 | $0.00 | See FINRA Report |
| Vicky Lynn Deshazier | 2138005 | 1 | 03/11/2009 | Customer Dispute | Denied | $67,000.00 | $0.00 | See FINRA Report |
| David John Champion | 1488352 | 2 | 03/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Randell Richards | 2205018 | 2 | 03/10/2009 | Customer Dispute | Settled | $26,800.00 | $0.00 | See FINRA Report |
| Thomas Charles Quay | 2545217 | 1 | 03/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jawed Mohammed Aslam | 3050491 | 3 | 03/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Anthony Stowers | 1989879 | 1 | 03/06/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Harry A Ayala | 4830256 | 1 | 03/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |