Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vasilios Savas Haralambous | 2921621 | 5 | 04/13/2009 | Customer Dispute | Settled | $23,179.40 | $0.00 | See FINRA Report |
| Arnie David Bergman | 1338888 | 3 | 04/08/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Edward Welsh | 1712976 | 1 | 03/30/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Earl Townsend | 1047202 | 1 | 03/27/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David J Schmidl | 4974757 | 1 | 03/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephanie Simone Brandon | 2287536 | 1 | 03/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Denis Charles Walker | 4544716 | 1 | 03/20/2009 | Customer Dispute | Settled | $13,058.90 | $0.00 | See FINRA Report |
| David Edmond Price | 2328820 | 1 | 03/18/2009 | Customer Dispute | Denied | $36,400.00 | $0.00 | See FINRA Report |
| Andrew John Wigzell | 2596308 | 2 | 03/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Hanna | 5235310 | 5 | 03/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |