Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Gary Ebert | 75091 | 1 | 05/13/2009 | Customer Dispute | Settled | $463,793.00 | $0.00 | See FINRA Report |
| Lucas Jon Noble | 5233535 | 1 | 05/08/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Hubert Larry Redden | 372225 | 2 | 05/05/2009 | Customer Dispute | Denied | $6,480.94 | $0.00 | See FINRA Report |
| Matthew A Kotula | 5143776 | 1 | 05/04/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Keith Hallman | 1244657 | 2 | 04/30/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Charles Herbert Locy | 1012005 | 1 | 04/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeremiah Williamson | 4601148 | 2 | 04/28/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vladimir Fikhman | 2315449 | 3 | 04/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Albert M Corrato | 4130649 | 1 | 04/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric David Tobias | 858035 | 2 | 04/14/2009 | Customer Dispute | Denied | $52,500.00 | $0.00 | See FINRA Report |