Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jana Devijaya Handwerk | 1711800 | 1 | 07/27/2009 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Vasilios Savas Haralambous | 2921621 | 5 | 07/01/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Denis Jobin | 4138435 | 2 | 06/29/2009 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Charles Victor Rousseau | 1198403 | 1 | 06/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Thomas Nofi | 2550998 | 2 | 06/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Scott Maples | 2843675 | 1 | 06/18/2009 | Customer Dispute | Denied | $97,000.00 | $0.00 | See FINRA Report |
| Li Zhu | 2421424 | 6 | 06/15/2009 | Customer Dispute | Denied | $20,500.00 | $0.00 | See FINRA Report |
| Michael Todd Elders | 2449356 | 1 | 06/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randy Louis Rosen | 1096664 | 3 | 06/03/2009 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |
| Timothy Thomas Irvine | 2466572 | 1 | 06/02/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |