Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Allen McRoberts | 2180002 | 2 | 09/28/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Gregory Sinek | 2985995 | 1 | 09/23/2009 | Customer Dispute | Settled | $1,199,540.00 | $0.00 | See FINRA Report |
| Michael Hanna | 5235310 | 5 | 09/21/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Bradley | 4475085 | 4 | 09/18/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas John Trea | 2050987 | 3 | 09/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael John Labrecque | 2908236 | 1 | 09/09/2009 | Customer Dispute | Denied | $5,300.00 | $0.00 | See FINRA Report |
| Paul Joseph Sacco | 810701 | 1 | 09/09/2009 | Customer Dispute | Closed-No Action | $236,297.00 | $0.00 | See FINRA Report |
| Kathryn Louise Fitzgerald | 1411000 | 2 | 08/21/2009 | Customer Dispute | Closed-No Action | $38,000.00 | $0.00 | See FINRA Report |
| Norman Stewart Chevlin | 2054109 | 2 | 08/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Li Zhu | 2421424 | 6 | 08/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |