Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Anthony Richter | 1074024 | 2 | 10/20/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vasilios Savas Haralambous | 2921621 | 5 | 10/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Sheehan McGuirk | 1515375 | 6 | 10/19/2009 | Customer Dispute | Settled | $106,712.00 | $0.00 | See FINRA Report |
| Alan Neal Levine | 1940125 | 2 | 10/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark David Wolpert | 2692529 | 7 | 10/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shaker Mohamed Sherif | 2573113 | 2 | 10/05/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Donaldson Root | 5001548 | 2 | 10/05/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Melchiorre Colombo | 1188143 | 5 | 10/05/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Baron Purnell Braswell | 2441893 | 1 | 10/05/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew John Wigzell | 2596308 | 2 | 10/01/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |