Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leo Guedalia | 2210140 | 1 | 02/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Troy David Bergeron | 2131188 | 2 | 02/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Franklin Love | 855622 | 1 | 02/01/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kathleen Mary O'Neill | 1035767 | 1 | 01/26/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark David Wolpert | 2692529 | 7 | 01/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David E Maas | 3033417 | 3 | 01/12/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Ray Gann | 2069429 | 1 | 01/11/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carmela Fina Tomasselli | 1945622 | 1 | 01/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mohammed M Rahman | 2352196 | 1 | 01/07/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Stewart Desoye | 4622756 | 1 | 12/22/2009 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |