Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Feng Yun Niu | 4670974 | 1 | 03/01/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Myles Gordon | 1516498 | 1 | 02/26/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard George Kalkstein | 811608 | 2 | 02/25/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Hanna | 5235310 | 5 | 02/22/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Haywood Jerome Tellis | 2067539 | 4 | 02/22/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Hasselgren | 2718049 | 1 | 02/15/2010 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Edward Kenneth Kovac | 4142199 | 2 | 02/09/2010 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| John Raymond Ahrens | 1670695 | 1 | 02/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Francis McNichol | 1358178 | 1 | 02/04/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas E Weiss | 4841829 | 1 | 02/02/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |