Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony George Lea | 5195271 | 1 | 04/13/2010 | Customer Dispute | Settled | $11,410.00 | $0.00 | See FINRA Report |
| Majid Farboudmanesh | 1973681 | 3 | 03/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Fitzgerald Cotton | 1372595 | 2 | 03/23/2010 | Customer Dispute | Settled | $18,945.00 | $0.00 | See FINRA Report |
| Michael Paul Randolph Arnheiter | 1684172 | 4 | 03/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ari Greenman | 4748714 | 1 | 03/21/2010 | Customer Dispute | Settled | $58,250.00 | $0.00 | See FINRA Report |
| John Nixon Byers | 2197422 | 1 | 03/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeanette Fields Williams | 2296549 | 4 | 03/11/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Howard Frith | 2777004 | 3 | 03/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tony Delumen | 4473452 | 1 | 03/05/2010 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Alejandro Mendieta | 5048442 | 2 | 03/04/2010 | Customer Dispute | Settled | $48,180.00 | $0.00 | See FINRA Report |