Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathan Allen Lash | 3080995 | 1 | 06/10/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Badami | 2544347 | 2 | 06/08/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robin Sue Weingast | 1287208 | 3 | 06/01/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Haywood Jerome Tellis | 2067539 | 4 | 05/28/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rick August Peterson | 1866789 | 1 | 05/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Kaltman Descherer | 2729949 | 3 | 05/24/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Moll | 1546911 | 1 | 05/17/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Maritina C Viglietta | 4863596 | 1 | 05/17/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Rice | 4651550 | 1 | 04/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Lee Temkin | 1055172 | 2 | 04/19/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |