Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher George Kelly | 3176158 | 1 | 05/02/2023 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Matthew Anthony Delpriore | 4928651 | 2 | 05/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Justin Goldsmith | 4863084 | 1 | 04/24/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Katie Ann Hudson | 5508543 | 4 | 04/24/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Colin Pomer | 7300378 | 1 | 04/17/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Dale Stein | 1289625 | 5 | 04/17/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stanley Edward Minka | 1068542 | 1 | 04/14/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephanie Rinschler Trentowski | 6097631 | 1 | 04/14/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Garrett Mayhart | 6966625 | 1 | 04/14/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan D Oestreich | 5575545 | 1 | 04/08/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |