Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonora Lang Brisotti | 2127124 | 2 | 07/30/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bart James Broussard | 3168365 | 1 | 07/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Judith Anne Cassidy | 1703088 | 1 | 07/22/2010 | Customer Dispute | Denied | $7,519.72 | $0.00 | See FINRA Report |
| Li Zhu | 2421424 | 6 | 07/19/2010 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Matthew Anthony Martinez | 1688923 | 7 | 07/19/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Katherine Ruth McLernon | 2108915 | 3 | 07/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Teng | 2101388 | 8 | 07/12/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tracy Martin Pick | 2397298 | 1 | 06/30/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shane Daniel Gornik | 4729104 | 5 | 06/21/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sergey Grigorevich Solovyev | 4672406 | 2 | 06/14/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |