Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zhenge Zhao | 4242647 | 1 | 09/30/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Yeganegi | 2088788 | 1 | 09/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael George Kreh | 3220002 | 4 | 09/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Henske | 2605955 | 1 | 09/07/2010 | Customer Dispute | Denied | $9,475.53 | $0.00 | See FINRA Report |
| Lan Thuy Chiem | 2343111 | 1 | 09/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Taechan Yang | 1745734 | 3 | 08/25/2010 | Customer Dispute | Denied | $9,200.00 | $0.00 | See FINRA Report |
| George W Jackson | 3232926 | 1 | 08/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Duncan Logan | 1356354 | 1 | 08/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Earl Edward McHugh | 1378976 | 1 | 08/23/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Harry Hanover Bayer | 1045432 | 1 | 08/01/2010 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |