Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Paul Randolph Arnheiter | 1684172 | 4 | 10/25/2010 | Customer Dispute | Closed-No Action | $166,803.00 | $0.00 | See FINRA Report |
| Joel Ira Bernstein | 4853034 | 2 | 10/22/2010 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Richard Francis Hennessy | 1853608 | 1 | 10/22/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Root | 2723359 | 2 | 10/22/2010 | Customer Dispute | Denied | $20,756.40 | $0.00 | See FINRA Report |
| Dina Marie Delre | 2186538 | 1 | 10/21/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Heller | 2498932 | 1 | 10/18/2010 | Customer Dispute | Denied | $6,250.90 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 10/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Taechan Yang | 1745734 | 3 | 10/10/2010 | Customer Dispute | Denied | $12,395.80 | $0.00 | See FINRA Report |
| Timothy Darren Stark | 2956587 | 2 | 10/07/2010 | Customer Dispute | Denied | $24,460.80 | $0.00 | See FINRA Report |
| Ronald Roy Hill | 1250003 | 2 | 10/01/2010 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |