Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Paul Randolph Arnheiter | 1684172 | 4 | 12/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin Cardinale | 2250073 | 2 | 11/17/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Kirsch | 4072306 | 1 | 11/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Ward Naylor | 1299505 | 2 | 11/12/2010 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Yin Long | 2319566 | 2 | 11/05/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alan Neal Levine | 1940125 | 2 | 11/04/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Min Yang | 4506526 | 1 | 11/01/2010 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Grant Ryan Bridges | 2273370 | 1 | 10/27/2010 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Michael William Defoney | 2601359 | 2 | 10/26/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cynthia Louise Block-Taylor | 2227300 | 9 | 10/25/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |