Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Neal Youdelman | 2020910 | 1 | 05/23/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Clemente Davis | 1961843 | 5 | 05/19/2011 | Customer Dispute | Denied | $14,679.00 | $0.00 | See FINRA Report |
| Michael John Asseng | 1859823 | 1 | 05/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Priest | 1023786 | 1 | 04/28/2011 | Customer Dispute | Denied | $9,508.87 | $0.00 | See FINRA Report |
| Harry Aloysius Carroll | 2617434 | 5 | 04/21/2011 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Nestor Ricardo Sala | 2230379 | 1 | 04/18/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Louis Anthony Cardinale | 5263692 | 1 | 04/08/2011 | Customer Dispute | Denied | $12,429.30 | $0.00 | See FINRA Report |
| Benjamin Cardinale | 2250073 | 2 | 04/08/2011 | Customer Dispute | Denied | $12,429.30 | $0.00 | See FINRA Report |
| Andrew William Todd | 4978259 | 1 | 04/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gordon W Zhang | 2617656 | 1 | 03/30/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |