Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Esteban Romero | 5127697 | 5 | 07/26/2011 | Customer Dispute | Settled | $1,365.19 | $0.00 | See FINRA Report |
| Martin Earl Battock | 736883 | 1 | 07/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeanette Fields Williams | 2296549 | 4 | 07/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ross Mayer | 323995 | 3 | 07/02/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Casey | 2132517 | 1 | 06/29/2011 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Eric Harlan Bryson | 4796500 | 1 | 06/24/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jawed Mohammed Aslam | 3050491 | 3 | 06/24/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael John Ricci | 3253021 | 1 | 06/13/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randall Clark Zinn | 1742830 | 1 | 06/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Louis Skloff | 1248420 | 1 | 05/31/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |