Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jessica Leigh Mosman | 6321727 | 1 | 08/11/2023 | Customer Dispute | Settled | $22,312.90 | $0.00 | See FINRA Report |
| Lucas Flores | 6770622 | 1 | 08/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nathan Lee Price | 4666328 | 3 | 08/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Vincent McKnight | 7161229 | 1 | 07/26/2023 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Christopher Joseph Scoffone | 7396957 | 1 | 07/26/2023 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Robert Carl Ruff | 1856977 | 3 | 07/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Gregory Solma | 5628507 | 1 | 07/18/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sammy Salem Sayed | 2532880 | 1 | 05/19/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Harold Unger | 1989966 | 1 | 05/05/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Charles Joseph Dowds | 2073605 | 3 | 05/05/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |