Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Patrick McGoldrick | 2111453 | 2 | 12/19/2011 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Carl Kravitz | 2359047 | 1 | 12/16/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Matthew Diduro | 1753291 | 4 | 12/12/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Joseph Euchner | 2798905 | 2 | 12/05/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howard Russell Gershkowitz | 1305921 | 1 | 11/23/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Jerome Lasko | 2141860 | 2 | 11/21/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Victor Edward Dupuis | 1160133 | 2 | 11/21/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Sheehan McGuirk | 1515375 | 6 | 11/16/2011 | Customer Dispute | Settled | $96,000.00 | $0.00 | See FINRA Report |
| Patrick Jay Underwood | 5090056 | 4 | 11/14/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lance Edward Curnes | 1932402 | 3 | 11/12/2011 | Customer Dispute | Denied | $15,563.30 | $0.00 | See FINRA Report |