Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Jay Underwood | 5090056 | 4 | 01/31/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alan Lee Silverman | 1951973 | 3 | 01/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcia Marilyn Glencer | 1094482 | 1 | 01/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Lee Silverman | 1951973 | 3 | 01/25/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard George Kalkstein | 811608 | 2 | 01/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Enrico Phillip Zollo | 1734911 | 1 | 01/06/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Nigro | 2097646 | 4 | 01/06/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Blair Christopher Rice | 2756600 | 1 | 12/29/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Altobello | 2370515 | 1 | 12/29/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Ira Lissansky | 4198537 | 1 | 12/21/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |