Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Jay Underwood | 5090056 | 4 | 04/10/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John J Presta | 2613369 | 1 | 04/02/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Howard Frith | 2777004 | 3 | 04/02/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Keith Dorr | 2946211 | 2 | 03/19/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Nigro | 2097646 | 4 | 03/08/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Lawrence Kern | 2035413 | 1 | 03/06/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Kenneth Doran | 3266984 | 1 | 02/24/2012 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| John Joseph Euchner | 2798905 | 2 | 02/24/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clayton James Mahone | 5384386 | 1 | 02/15/2012 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Aaron Michael Bockman | 4239866 | 2 | 02/06/2012 | Customer Dispute | Denied | $11,970.00 | $0.00 | See FINRA Report |