Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacklin Bahramy | 2701645 | 2 | 03/22/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brett Andrew Laferrera | 2496912 | 1 | 03/19/2013 | Customer Dispute | Settled | $9,861.40 | $0.00 | See FINRA Report |
| Daniel Joseph Ortoli | 2200930 | 1 | 03/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Matthew Diduro | 1753291 | 4 | 03/13/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Allen Wesley Carr | 1485726 | 1 | 02/22/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Joseph Lavo | 1185209 | 3 | 02/21/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Yi Qin | 5581979 | 2 | 02/18/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leon Michael Almeida | 5645472 | 4 | 02/06/2013 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Shawn David Morin | 2622161 | 7 | 01/08/2013 | Customer Dispute | Settled | $14,662.70 | $0.00 | See FINRA Report |
| Robert Powell Rueseler | 1784901 | 1 | 01/03/2013 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |