Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sheri Ann Delisle | 5398781 | 1 | 05/30/2013 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Judith Hobbs Luddy | 1012715 | 1 | 05/29/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Noel Morales | 1702749 | 3 | 05/22/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Nicholas Ranich | 4451661 | 1 | 05/15/2013 | Customer Dispute | Denied | $18,030.00 | $0.00 | See FINRA Report |
| Bradley Ward Gramm | 2938151 | 3 | 04/30/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley Ward Gramm | 2938151 | 3 | 04/24/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Maurice K Clarke | 4823388 | 3 | 04/17/2013 | Customer Dispute | Denied | $8,200.00 | $0.00 | See FINRA Report |
| Alejandro Pena | 2768408 | 3 | 04/11/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Logan Harding Killpack | 5675402 | 1 | 04/08/2013 | Customer Dispute | Denied | $12,030.00 | $0.00 | See FINRA Report |
| Dennis Lee Harvey | 1348358 | 1 | 04/05/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |