Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason O Champion | 3093315 | 3 | 10/23/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Charles Leonard | 2725363 | 2 | 10/12/2023 | Customer Dispute | Denied | $11,653.00 | $0.00 | See FINRA Report |
| Cheryl Diane Richardson | 1807190 | 4 | 10/12/2023 | Customer Dispute | Denied | $415,000.00 | $0.00 | See FINRA Report |
| Amanda Kay Matthews | 6447450 | 1 | 10/12/2023 | Customer Dispute | Denied | $11,653.00 | $0.00 | See FINRA Report |
| John Lucien Kashmanian | 6163778 | 1 | 09/28/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Wise | 2108509 | 1 | 09/26/2023 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Zvi Yehuda Rosenzweig | 4110421 | 3 | 09/18/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Russell Gary Demarest | 1077828 | 2 | 09/11/2023 | Customer Dispute | Denied | $96,865.20 | $0.00 | See FINRA Report |
| Alvin Kingcade | 270184 | 1 | 08/29/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tony Roberts | 2691066 | 3 | 08/15/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |