Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John David Donehoo | 1836281 | 3 | 09/03/2013 | Customer Dispute | Denied | $8,548.17 | $0.00 | See FINRA Report |
| Robert Louis Belvedere | 1239707 | 2 | 08/23/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ethan C Betts | 4850087 | 1 | 08/20/2013 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Jeffrey Martin | 3268675 | 4 | 08/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sudesh Kumar Jain | 1325905 | 8 | 08/19/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alejandro Mendieta | 5048442 | 2 | 08/15/2013 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Pamela Jean Hoppe | 1488410 | 3 | 08/13/2013 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Michael Edward McDermott | 1246229 | 3 | 08/08/2013 | Customer Dispute | Denied | $7,951.00 | $0.00 | See FINRA Report |
| Alan Curtis Turner | 2274688 | 3 | 08/01/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Marc Jay Lowenberg | 2738976 | 1 | 07/29/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |