Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel David Stroud | 4648467 | 1 | 11/04/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sara Gayle Enos | 4544175 | 1 | 10/30/2013 | Customer Dispute | Settled | $16,071.00 | $0.00 | See FINRA Report |
| Janice Junghwa Ahn | 3158875 | 2 | 10/25/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Woong Lee | 5716455 | 1 | 10/25/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Daniel Krupkowski | 1244603 | 6 | 10/15/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Janice Elaine Smith | 1396645 | 1 | 10/11/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Brian Sparks | 5875968 | 1 | 10/11/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Nelson Milton | 2214192 | 1 | 09/17/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bryan Rosen | 4997044 | 2 | 09/13/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John David Donehoo | 1836281 | 3 | 09/03/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |